Analyzing Human Error in Municipal Water Systems Using Systematic Human Error Reduction and Prediction Approach SHERPA Method


Behzad Fouladi Dehaghi 1 , Ali Rastin 1 , Maryam Malekzadeh 1 , Leila Ibrarahimi Ghavamabadi ORCID 2 , *

1 Department of Occupational Health, Health Faculty, Ahvaz Jundishapur University of Medical Sciences, Ahvaz, IR Iran

2 Department of Environmental management-HSE, Islamic Azad University, Ahvaz Branch, Ahvaz, IR Iran

How to Cite: Fouladi Dehaghi B, Rastin A, Malekzadeh M, Ibrarahimi Ghavamabadi L. Analyzing Human Error in Municipal Water Systems Using Systematic Human Error Reduction and Prediction Approach SHERPA Method, Jundishapur J Health Sci. 2017 ; 9(4):e59536. doi: 10.5812/jjhs.59536.


Jundishapur Journal of Health Sciences (JJHS): 9 (4); e59536
Published Online: October 7, 2017
Article Type: Research Article
Received: November 12, 2016
Revised: January 14, 2017
Accepted: January 18, 2017


Background: The perception that water treatment and supply systems are not safe against accident and human errors as well as disease outbreaks is growing. Many major events around the world have been attributed to human error. In general, human errors are defined as situations where planned series of mental or physical activities fail to achieve its desired result.

Methods: This cross-sectional study was performed to predict human error in the Khorramabad water treatment plant. Human error in the telemetry control room as well as relevant units was assessed with standard charts, tables, and reference work sheets. At first, all different activities of the unit were considered after interviewing the workers as well as consulting with supervisors and also by hierarchical task analysis HTA. Then the SHERPA method was applied to identify potential human errors.

Results: Seventy-nine human errors were identified in various job tasks. Results showed that 51.8% of them are action errors, 38.4% are checking errors, 7.59% are retrieval errors, 0.006% is communication errors, and 0% for selection errors.

Conclusions: It can therefore be concluded that the most prevalent errors are checking and action errors. Thus, it is suggested that work instructions, staff training, and employing inspection operators to monitor the performances should be considered as a priority. Furthermore, it can be concluded that SHERPA is appropriate for many industries such as water treatment plants.

1. Background

The importance of the human element in complex socio-technical systems in the study and application of risk and safety management is growing (1). In recent decades, human error element in accidents and organizational assignment has been growing continuously, which can be explained by 2 aspects of technological reasons: 1. the complexity of the system and often poorly defined role of human operators in the control loop and 2. increase the reliability of mechanical parts, electrical, and information processing system (2). Contemporary thinking on human factors and related fields as a result, rather than a cause, of the failure of the system is characterized by human error (2). In this way, many industries are now required to integrate human factors research and risk management principles to detect the failure. Risks due to human element in water treatment and delivery systems have received little attention in the academic literature. Given the potentially serious nature of the accidents related to water treatment and distribution infrastructure, including threats to public health and large-scale destruction of property, it will have to play more of an active role in understanding and managing risks from human element (2). In water supply systems that are responsible for the preparation of drinking water, problem diagnosis is in the earliest stage (3). Given the potentially great nature of the accidents related to water treatment and distribution substructure, including threats to public health and large-scale demolition of property, it will have to play a more active role in conception and managing human risks (2). This knowledge is growing between the different stakeholders that water supply systems, even in developed countries, can not immune outbreaks of large-scale pollution. The case of E. coli contamination in Walkerton, Ontario is a well-known example in this subject (4). Other events due to human error in water supply and distribution systems can be mentioned such as this event that, in early 2009, occurred in the water treatment plant in Queensland, in which evaluation reports highlighted the cause of this incident as human error (2). Human errors contribute to the majority of incidents within complex systems (5). Extensive research that has been done in the field of industrial accidents, show that human fault is a main contributor to the reliability and risk of many systems (6): over 90% in nuclear process (7), over 80% in chemical industries (8), over 75% of marine losses (9), and over 70% of aviation events (10, 11). A large number of accidents resulting in many injuries have occurred due to human errors (5, 6, 12). In general, human errors are defined as those situations where planned series of physical or mental activities fail to gain its intended result (13). According to Stanton et al. human errors can be predicted using the analysis of individual activities and reviewing of things that can lead to errors (14). Therefore, human errors are predictable and can be evaluated by performing research. They also argued that error prediction techniques are an important tool in human-centered design approaches. Since human error is not considered as accidental events, they should be identified and classified with tools such as taxonomies (14), which involve using structured methods for predicting errors created by human operator during task performance (15). Embrey introduced this systematic human - error reduction and prediction approach (SHERPA) in 1986. The SHERPA is one of the most enforceable methods for studying human errors (16). This technique is used to predict human error, to identify and assess methods for reducing the errors based on the behaviors as was used in hazardous materials transport, gas and oil exploration, cockpit, and ticket vending machine to determine human errors (15, 17). Many studies have shown that SHERPA also has acceptable test/retest reliability (18-20). Since water supply and distribution system are among the critical industries in our country, the consequences resulting from human error will be economically, socially, and environmentally unpleasant. Supply and distribution system of Lorestan water treatment plant for assessing operators’ errors selected to be assessed by this method in this study.

2. Objectives

The aim of this study was to recognize operators’ errors in water supply and distribution system of Lorestan water treatment plant in order to take effective actions towards reduction of human errors.

3. Methods

This study was a cross-sectional study, which aims at predicting human errors by using SHERPA technique at water supply and distribution system in Lorestan water treatment plant in 2015. The participating group included operators who worked in the control room of water treatment plant, and were particularly responsible for equipment control and orders throughout monitors and indicators. In this section, 14 operators who worked in 3 shifts in circulation were studied. Data was collected through conducting observations and interviews with 14 operators over a period of 2 months. In this study, the types of errors and different consequence of their occurrence based on the structure of the SHERPA method were identified by the researcher in the worksheets, according to the following steps (21): in the first stage hierarchical task analysis (HTA), an analysis with the use of HTA to break the overall work tasks functions to individual details, and introducing potential performance of the work program, which shows the sequence (22, 23) (Figure 1). By the disintegration of job into divided tasks, the analysis jobs towards a failure mode effects analysis by adjudging that each task can be considered in terms of classes of error modes. Task classification, as the second stage, involves categorizing each task operation into one of the following classifications (information communication, selection, action, retrieval, checking), by using a checklist that is shown in Table 1. Furthermore, Table 2 showed the error code was determined and recorded in the error mode column of the table. These arrangements then allow the analyst to consider likely errors associated with that operation. (Stage 3: HEI). Error identification: After the classification of tasks into behavior types, human error of each task made by the operator will be identified by the analyst according to the error taxonomy (24). Hence, the analyst explains the consequences (Stage 4: consequence analysis) and the recovery potential (Stage 5: recovery analysis) associated with each error. Ordinal probability analysis (Stage 6) using information gained from tentative data and/or input from an expert. Criticality analysis (Stage 7) requires the analyst to attend if the outcomes associated with an error were critical. In steps 6,7 hazard analysis was done according to the risk assessment matrix (25), presented in Table 3. Remedy analysis as a last stage, the analyst uses a structured brainstorming training to develop ways of omitting or reducing the effects of the error (19).

Figure 1. Hierarchical Task Analysis in the Control Room Water Treatment
Table 1. SHERP an Error Mode Checklist
Error CategoryError CodeError Mode
Action ErrorA1Operation too long/short
A2Operation mistimed
A3Operation in wrong direction
A4Too little/much operation
A6Right operation on wrong object
A7Wrong operation on right object
A8Operation omitted
A9Operation incomplete
A10Wrong operation on wrong object
Checking errorC1Check omitted
C2Check incomplete
C3Right check on wrong object
C4Wrong check on right object
C5Check mistimed
C6Wrong check on wrong object
Retrieval errorR1Information not obtained
R2Wrong information obtained
R3Information retrieval incomplete
Communication errorI1Information not communicated
I2Wrong information communicated
I3Information communication incomplete
Selection errorS1Selection omitted
S2Wrong selection made
Table 2. Sample Results of SHERPA in Lorestan Water Treatment Plant
Sherpa Work sheet
Task StepTask TypeError ModeDescriptionConsequenceRecoveryRisk LevelRemedial Measure
0 - 2Warning signs controlA8/C5Warning signs that sent to the control room to be forgotten or be postponed to a later time.Ignoring to signs warning alarms led to activate the Trip of the unit.2DCreating short messages system- Isolation emergency alarms from less important alarms.
0 - 2 - 1Timely action against visible warning signsA1/A9Timely action is done later.Cause damage to equipment or disrupt water supply2BPreparation of audio alarms. - Monitoring of supervision. - develop of instructions
Table 3. Risk Assessment Matrix
Hazard Category Assessment Matrix(1) Catastrophic(2) Critical(3) Marginal(4) Negligible
(A) Frequent1A2A3A4A
(B) Probable1B2B3B4B
(C) Occasional1C2C3C4C
(D) Remote1D2D3D4D
(E) Improbable1E2E3E4E

4. Results

In this study, the HTA table has been designed and SHERPA worksheets were also completed for the operator’s 5 major tasks. The results of the SHERPA technique application for these tasks showed that in 34 sub-tasks derived by HTA technique, a total of 79 errors were detected in the operator’s tasks. The total number of errors identified in 5 groups of errors is described in Table 4. Regarding the percentage of the error rate shown in Figure 2, action errors with 51.8% and frequency of 41 forms the largest number of errors, furthermore, checking errors with 38.4% and retrieval errors with 7.5%, communication errors with 0.006% were respectively the most recorded errors. The least amount of error is selecting error. The probabilities of error for the total errors were determined, so that 12.8% of them were errors with high event, 41% medium, and 46.1% low event. The operators’ risk of errors and their level of errors were determined in Table 5, regarding the risk of errors, 4 errors (10.5%) were in an unacceptable level of risk, 28 errors (73%) in undesirable risk level, 4 errors (67.1%) in acceptable level with reviews, and 2 errors (5%) in acceptable level risk, with no need to review. Risk level of errors separately for each type of tasks is presented in Table 5. After-reforming risk level typically changed; therefore unacceptable, undesirable levels of risk are decreased (0, 10.5%). Figure 3 shows the proposed correction action to reduce each of the errors.

Table 4. Total Number of Identified Errors
Error CategoryError CodeError ModeNumber of Error (%)
Action ErrorA1Operation too long/short12 (15.1)
A2Operation mistimed4 (5.06)
A3Operation in wrong direction7 (8.86)
A4Too little/much operation4 (5.06)
A5Misalignment0 (0)
A6Right operation on wrong object0 (0)
A7Wrong operation on right object0 (0)
A8Operation omitted4 (5.06)
A9Operation incomplete10 (12.66)
A10Wrong operation on wrong object0 (0)
Checking errorC1Check omitted14 (17.79)
C2Check incomplete6 (7.6)
C3Right check on wrong object4 (5.06)
C4Wrong check on right object4 (5.06)
C5Check mistimed2 (2.53)
C6Wrong check on wrong object0 (0)
Retrieval errorR1Information not obtained2 (2.53)
R2Wrong information obtained2 (2.53)
R3Information retrieval incomplete2 (2.53)
Communication errorI1Information not communicated0 (0)
I2Wrong information communicated1 (0.0032)
I3Information communication incomplete1 (0.0032)
Selection errorS1Selection omitted0 (0)
S2Wrong selection made0 (0)
Total number of identified errors79
Table 5. Risk Level of Errorsa
Risk SituationPre-Reform Risk LevelAfter-Reform Risk Level
Unacceptable4 (10.5)0 (0)
Undesirable28 (73.6)4 (10.5)
Acceptable, with reviews4 (10.5)21 (55.2)
Acceptable, without reviews2 (5.3)13 (34)

aValues are expressed as No. (%).

5. Discussion

The main objective of this study was to identify water supply and distribution system control room operator errors during process control, and to determine the level of risk of these errors and also to determine the risk level after the corrective action is proposed for each situation. Evaluation of human errors using SHERPA technique shows that, action errors are the most frequent in the operator’s tasks with 51.8%, checking errors were the second most important errors, while selection errors were the least important ones. Regarding action errors, as also shown in the results, operation too long/short, operation incomplete showed most of the action errors in this study. These types of errors are identified because the operator tasks in the control room are operational, thus, it is natural that most of the errors to be of this type. The results of current study are similar to results from studies such as, Karimi (2015) (26), Dastaran et al. (2013) (27), Nezamodini et al. (2012) (28), Jafari et al. (2013) (29), Habibi et al. (2013) (30), and Mohammadfam and Saeidi (2014) (31). However, current results are different from the Mahdavi et al. study (2012) (32); where the most recognized errors in this study were retrieval errors. With regard to risk levels, a series of strategies to mitigate risk are presented, among them, the most error-reduction strategy is training. Lack of education and knowledge in operators are respectively 34% and 41% the causes of industrial accidents (33). In studies such as Adl et al. (2006, 2007), Qasemi et al. (2011), and Mohammadfam et al. (2002), deficiencies in education is determined as the main reason for the occurrence of human errors, therefore, the training courses have been proposed (34, 35). Also designing warning systems for reducing the risk level is the second proposed item with the most frequency among other proposals. In the current study, alarms play an important role in informing the operators of their status and working conditions unit. For example, deviations from normal conditions and any malfunction of equipment performance that can be due to operator error, is announced by an alarm. The alarm is any visible or audible warning device system, which shows abnormal conditions requiring corrective action. This study demonstrates that SHERPA is a comprehensive error prediction and prevention tool for identification of human error in complex sociotechnical systems such as water treatment plants. The results of the Hasanzadeh study in 2012, also recognizes that the human errors of cognitive failure occurs in 1 or all 3 stages of information processing (36), which is similar to our study. Therefore with application of integrated human error identification techniques, we can assume many different errors and defects such as external, internal and psychological errors. Application of an integrated method is suggested for development of safer operational procedures and therefore, this method can be used in order to predict human error rates on critical job tasks in the manufacturing industries (37).

5.1. Conclusions

Determination of human errors plays a key role in the prevention of errors; this benefit is followed by reducing the costs. Events due to human error in the supply and distribution of drinking water systems can contain menaces to public health and large-scale demolition of property, this part should be playing more of an active role in grasping and managing human risks, therefore, the results of this study can be the basis of planning for a critical job, to prioritize prevention programs and safety enhancement. SHERPA method has been selected for systemic examination of human errors in the telemetry control room. This method can identify and analyze human errors in very critical job tasks that the occurrence of human errors in them can lead to unpleasant consequences. It also provides control solutions for preventing errors. Although the issues and problems that lead to human errors often seem unavoidable, however, there are many ways to prevent and reduce errors or limit their consequences. Methods such as designing and upgrading warning systems, design of warning SMS, monitoring employee performance, staff training courses, developing a work permit system, following the result of work activities, design and construction of the facility control system, changing in high priority alarm sound, working guidelines, optimizing the wireless communication system, creating optimum ergonomic conditions in the workplace, and conducting periodic audits, can prevent or reduce the frequency of errors.



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